Sarah Sutton, CFP
Chief Compliance Officer
Sarah joined the Nia team in 2024, leading Nia’s compliance team.
Sarah comes to Nia via Oster Consulting, where she has 22 years of experience in the financial services industry on the revenue, operations and compliance sides of the business. Her expertise includes compliance supervision, leading firm and regulatory examinations, regional and retail branch management, brokerage and clearing operations, developing and implementing advisor best practices along with technology training, financial planning delivery and implementation, advisor and firm transition management to new firms and channels, and project management for advisor and client solutions. Prior to joining Oyster, Sarah was Director of Investment Services at First Horizon Advisors, Inc., where she led the Wealth Services division that handled all brokerage operations and advisor support, including managing all branch activity.
